Yu-Chun Lu
YCL FINANCIAL SERVICES PTY LTD · Chatswood NSW 2067 · Advising since 2016
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001244536
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- CAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135Through authorised representative YCL FINANCIAL SERVICES PTY LTD (no. 001321479)Since 1 June 2026
- Principal business address
- Chatswood NSW 2067
- First year providing advice
- 2016
- Can provide tax (financial) advice
- Yes
- Memberships
- CPA Australia (CPA)
- Further restrictions
- Is only authorised to: provide financial product advice on superannuation products in relation to a persons existing holding in a superannuation product but only to the extent required for: making a recommendation that the person establish a self-managed superannuation fund; or providing advice to the person on contributions or pensions under a superannuation product; and provide class of product advice on the following: superannuation products and basic deposit products.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJun 2026 – presentCAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135Through authorised representative YCL FINANCIAL SERVICES PTY LTD (no. 001321479)
- CEASEDJul 2016 – May 2026MERIT WEALTH PTY LTD · AFSL 409361
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Higher Education · 2025 · Bridging Course - Ethics
Self-Managed Superannuation Funds
Financial Education Professionals · 2016 · Other
Diploma of Finance and Mortgage Broking Management
AAMC Training Group · 2015 · Diploma (AQF 5)
Master of Accounting
Macquarie University · 2007 · Masters Degree (AQF 9)
Certified Practicing Accountants (CPA) Australia Program
CPA Australia · 2006 · Professional Designations
ACCG851 Business Law
Macquarie University · 2003 · Other
ACCG857 Taxation Law
Macquarie University · 2003 · Other
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Yu-Chun Lu claims the profile.
Reviews
Not yet reviewed
No client has reviewed Yu-Chun Lu on Souffle yet.
Contacting Yu-Chun Lu
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
YCL FINANCIAL SERVICES PTY LTD
Authorised by CAPSTONE FINANCIAL PLANNING PTY LTD · AFSL 223135
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once Yu-Chun Lu claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
For advisers
Is this your profile?
Claim it to add your services, fees and availability — the Souffle team checks every claim against the ASIC register. Souffle is also practice software built for Australian advisers.