Stephanie Margaret Swift
ES&A FINANCIAL SERVICES PTY LTD · Buderim QLD 4556
- Register · ASICNot RegisteredAs at 24 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile · Claim →
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 24 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001323409
- Registration status
- Not RegisteredProvisional advisers are completing their supervised professional year.
- Adviser type
- Provisional Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative ES&A FINANCIAL SERVICES PTY LTD (no. 000434340)Since 22 September 2026
- Principal business address
- Buderim QLD 4556
- First year providing advice
- Not stated
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- As a Provisional Financial Adviser, this person is not authorised to provide any type of advice in their own name. All advice presented by this Provisional Financial Adviser is prepared under supervision from the Professional Year Supervisor.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 24 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTSep 2026 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative ES&A FINANCIAL SERVICES PTY LTD (no. 000434340)
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 24 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
Kaplan Higher Education · 2024 · Graduate Diploma (AQF 8)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Stephanie Margaret Swift claims the profile.
Reviews
Not yet reviewed
No client has reviewed Stephanie Margaret Swift on Souffle yet.
Contacting Stephanie Margaret Swift
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
ES&A FINANCIAL SERVICES PTY LTD
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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