Simon John Lally
THE ADVICE EXCHANGE PTY LTD · Melbourne VIC 3000 · Advising since 2005
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000345999
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- THE ADVICE EXCHANGE PTY LTD · AFSL 278937Since 8 July 2019
- Principal business address
- Melbourne VIC 3000
- First year providing advice
- 2005
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- authorisation excludes margin lending and credit services (as related to financial planning)
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJul 2019 – presentTHE ADVICE EXCHANGE PTY LTD · AFSL 278937
- CEASEDMar 2015 – Jul 2019SECURITOR FINANCIAL GROUP PTY LIMITED · AFSL 240687
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Ethics & Professionalism
Kaplan · 2025 · Bridging Course - Ethics
Margin Lending
Kaplan Professional Education · 2011
Self Managed Superannuation Funds
Kaplan Professional Education · 2010
Certified Financial Planner
Financial Planning Association of Australia · 2006
Graduate Diploma of Financial Planning
Securities Institute of Australia · 2005 · Graduate Diploma (AQF 8)
Bachelor of Commerce
Monash University · 2001 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Simon John Lally claims the profile.
Reviews
Not yet reviewed
No client has reviewed Simon John Lally on Souffle yet.
Contacting Simon John Lally
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
THE ADVICE EXCHANGE PTY LTD · AFSL 278937
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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