Sara Caggiano
FORTNUM PRIVATE WEALTH LTD · Dickson ACT 2602 · Advising since 2006
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001001993
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- FORTNUM PRIVATE WEALTH LTD · AFSL 357306Since 18 May 2020
- Principal business address
- Dickson ACT 2602
- First year providing advice
- 2006
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMay 2020 – presentFORTNUM PRIVATE WEALTH LTD · AFSL 357306
- CEASEDMar 2014 – Apr 2020FINANCIAL INDEX AUSTRALIA PTY LTD · AFSL 240559
- CEASEDAug 2012 – Apr 2020FINDEX ADVICE SERVICES PTY LTD · AFSL 243253
- CEASEDAug 2010 – Aug 2012PERPETUAL TRUSTEE COMPANY LIMITED · AFSL 236643
- CEASEDOct 2007 – Mar 2010ST.GEORGE BANK LIMITED · AFSL 240997Through authorised representative SARA CAGGIANO (no. 000309299)
- CEASEDOct 2007 – Aug 2010WESTPAC BANKING CORPORATION · AFSL 233714Through authorised representative SARA CAGGIANO (no. 000309299)
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B - Ethics and Professionalism in Financial Advice
Kaplan Higher Education Pty Ltd · 2025 · Bridging Course - Ethics
Accredted Listed Product Adviser Program
Kaplan · 2020 · Other
Graduate Diploma of Financial Planning
FINSIA · 2008 · Graduate Diploma (AQF 8)
Bachelor of Commerce (Banking & Finance)
University of Canberra · 2005 · Bachelor Degree (AQF 7)
Bachelor of Science (Investment Mathermatics)
University of Canberra · 2005 · Bachelor Degree (AQF 7)
Margin Lending & Geared Investments
Kaplan · 2001 · Other
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Sara Caggiano claims the profile.
Reviews
Not yet reviewed
No client has reviewed Sara Caggiano on Souffle yet.
Contacting Sara Caggiano
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
FORTNUM PRIVATE WEALTH LTD · AFSL 357306
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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