Philip Barclay Rofe
FINDEX ADVICE SERVICES PTY LTD · Sydney NSW 2000 · Advising since 2003
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001001207
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- FINDEX ADVICE SERVICES PTY LTD · AFSL 243253Since 28 April 2026
- Principal business address
- Sydney NSW 2000
- First year providing advice
- 2003
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTApr 2026 – presentFINDEX ADVICE SERVICES PTY LTD · AFSL 243253
- CEASEDOct 2025 – Mar 2026CLIMB WEALTH PTY LTD · AFSL 409424Through authorised representative PBR CAPITAL PTY LTD (no. 000383688)
- CEASEDOct 2025 – Oct 2025CLIMB WEALTH PTY LTD · AFSL 409424
- CEASEDApr 2024 – Oct 2025HAVANA FINANCIAL SERVICES PTY LTD · AFSL 500435Through authorised representative AVANT GARDE WEALTH PTY LTD (no. 001308678)
- CEASEDMay 2023 – Jun 2023SUETONIUS WEALTH MANAGEMENT PTY LIMITED · AFSL 452772
- CEASEDOct 2012 – Jan 2022ALPHA SECURITIES PTY LTD · AFSL 330757Through authorised representative PBR CAPITAL PTY LTD (no. 000383688)
- CEASEDSep 2010 – Oct 2012BELLMONT GROUP PTY LTD · AFSL 331625
- CEASEDFeb 2009 – Jul 2010KINETIC SECURITIES PTY. LIMITED · AFSL 309743
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Financial Adviser Exam
ASIC · 2022 · Other
Masters of Financial Planning
UNSW · 2019 · Masters Degree (AQF 9)
Accredited Derivatives Advisor 1&2
Kaplan · 2007 · Professional Designations
Master of Business Adminstration
Bond University · 2000
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Philip Barclay Rofe claims the profile.
Reviews
Not yet reviewed
No client has reviewed Philip Barclay Rofe on Souffle yet.
Contacting Philip Barclay Rofe
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
FINDEX ADVICE SERVICES PTY LTD · AFSL 243253
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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