Nicholas Lee
FINANCIAL INDEX AUSTRALIA PTY LTD · Ballarat VIC 3350 · Advising since 2011
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001003845
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by (current)
- FINANCIAL INDEX AUSTRALIA PTY LTD · AFSL 240559Since 6 May 2021FINDEX ADVICE SERVICES PTY LTD · AFSL 243253Since 23 April 2021
- Principal business address
- Ballarat VIC 3350
- First year providing advice
- 2011
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA); Financial Advice Association of Australia (FAAA); Financial Planning Association (FPA) - Certified Financial Planner; Financial Planning Association (FPA) - Certified Financial Planner
- Further restrictions
- Excluding LRBA's
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMay 2021 – presentFINANCIAL INDEX AUSTRALIA PTY LTD · AFSL 240559
- CURRENTApr 2021 – presentFINDEX ADVICE SERVICES PTY LTD · AFSL 243253
- CEASEDOct 2020 – Mar 2021BENTLEYS WEALTH (VICTORIA) PTY LTD · AFSL 245558
- CEASEDJun 2017 – Oct 2020COMMONWEALTH FINANCIAL PLANNING LIMITED · AFSL 231139
- CEASEDNov 2015 – May 2017FIRST STATE SUPER FINANCIAL SERVICES PTY LTD · AFSL 240019
- CEASEDApr 2012 – Oct 2015COMMONWEALTH FINANCIAL PLANNING LIMITED · AFSL 231139
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
Kaplan Professional · 2020 · Graduate Diploma (AQF 8)
Self Managed Superannuation Funds
Kaplan Professional · 2016 · Other
Bachelor of Commerce
University of Melbourne · 2010
Bachelor of Science
University of Melbourne · 2010
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Nicholas Lee claims the profile.
Reviews
Not yet reviewed
No client has reviewed Nicholas Lee on Souffle yet.
Contacting Nicholas Lee
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
FINANCIAL INDEX AUSTRALIA PTY LTD · AFSL 240559
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once Nicholas Lee claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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