Nicholas Dempster
R M CAPITAL PTY LTD · West Perth WA 6005 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001001673
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- R M CAPITAL PTY LTD · AFSL 221938Since 26 May 2016
- Principal business address
- West Perth WA 6005
- First year providing advice
- 2004
- Can provide tax (financial) advice
- No
- Memberships
- None recorded
- Further restrictions
- Deal or advise in SMSFs and taxation.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMay 2016 – presentR M CAPITAL PTY LTD · AFSL 221938
- CEASEDJul 2014 – May 2016EUROZ HARTLEYS SECURITIES PTY LTD · AFSL 243302
- CEASEDJan 2010 – Jun 2014BLACKSWAN EQUITIES LTD · AFSL 331703
- CEASEDApr 2004 – Jan 2010MACQUARIE BANK LIMITED · AFSL 237502
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
FINSIA · 2007 · Graduate Diploma (AQF 8)
Graduate Certificate in Applied Finance and Investment
FINSIA · 2006 · Graduate Certificate (AQF 8)
ASX Accredited Derivatives Adviser Level One
Tribeca · 2005
ASX Accredited Derivatives Adviser Level Two
Tribeca · 2005
Bachelor of Economics
University of Western Australia · 1998 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Nicholas Dempster claims the profile.
Reviews
Not yet reviewed
No client has reviewed Nicholas Dempster on Souffle yet.
Contacting Nicholas Dempster
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
R M CAPITAL PTY LTD · AFSL 221938
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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