Mark John McGinty
CANACCORD GENUITY FINANCIAL LIMITED · Sydney NSW 2000 · Advising since 2001
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001006395
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- CANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052Since 30 March 2009
- Principal business address
- Sydney NSW 2000
- First year providing advice
- 2001
- Can provide tax (financial) advice
- Yes
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Further restrictions
- Authorised to provide personal financial product advice to retail clients on:Derivatives - Level 1 and 2.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Managed investment schemes, including IDPS
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMar 2009 – presentCANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Commercial Law
Kaplan · 2025 · Other
Tax for Financial Advising
Kaplan · 2025 · Other
Relevant Provider Exam
FASEA · 2021 · Other
Ethics and Professionalism in Financial Advice
KAPLAN · 2019 · Bridging Course - Ethics
Superannuation
KAPLAN · 2011
ADA2
Tribeca · 2004
Graduate Diploma of Applied Finance and Investment
The Securities Institute of Australia · 2000
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Mark John McGinty claims the profile.
Reviews
Not yet reviewed
No client has reviewed Mark John McGinty on Souffle yet.
Contacting Mark John McGinty
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
CANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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