James Yuan Li
CONSULTUM FINANCIAL ADVISERS PTY LTD · Hawthorn East VIC 3123 · Advising since 2015
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001236690
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- CONSULTUM FINANCIAL ADVISERS PTY LTD · AFSL 230323Since 25 October 2024
- Principal business address
- Hawthorn East VIC 3123
- First year providing advice
- 2015
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- Superannuation: Not authorised to provide SMSF advice.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTOct 2024 – presentCONSULTUM FINANCIAL ADVISERS PTY LTD · AFSL 230323
- CEASEDJan 2018 – Dec 2019COMMONWEALTH FINANCIAL PLANNING LIMITED · AFSL 231139
- CEASEDOct 2015 – Nov 2017SWIFT FINANCIAL PLANNING PTY LTD · AFSL 218705
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Higher Education · 2025 · Bridging Course - Ethics
5 unit CFP Certification Program
Financial Planning Association of Australia Limited · 2016 · Other
Certified Financial Planner
Financial Planning Association of Australia Limited · 2016 · Professional Designations
BAchelor of Commerce
Monash University · 2014 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once James Yuan Li claims the profile.
Reviews
Not yet reviewed
No client has reviewed James Yuan Li on Souffle yet.
Contacting James Yuan Li
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
CONSULTUM FINANCIAL ADVISERS PTY LTD · AFSL 230323
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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