James Ronald Gerrish
PGW FINANCIAL SERVICES PTY LTD · North Sydney NSW 2060 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000352904
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by (current)
- PGW FINANCIAL SERVICES PTY LTD · AFSL 384713Since 30 September 2025MARKETMATTERS PTY LTD · AFSL 488798Since 22 August 2025
- Principal business address
- North Sydney NSW 2060
- First year providing advice
- 2004
- Can provide tax (financial) advice
- No
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA); Stockbrokers and Investment Advisers Association (SIAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Miscellaneous investment products — MDA services
- Securities
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTSep 2025 – presentPGW FINANCIAL SERVICES PTY LTD · AFSL 384713
- CURRENTAug 2025 – presentMARKETMATTERS PTY LTD · AFSL 488798
- CEASEDFeb 2014 – Aug 2025SHAW AND PARTNERS LIMITED · AFSL 236048
- CEASEDJan 2010 – Feb 2014NOVUS CAPITAL LIMITED · AFSL 238168
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Accredited Derivatives Adviser Level 2
Stockbrokers Association of Australia · 2015 · Other
Margin Lending Accreditation
Kaplan Professional · 2010 · Other
Accredited Derivatives Adviser Level 1
Kaplan Professional · 2004 · Other
Bachelor of Business
University of Newcastle · 2003 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once James Ronald Gerrish claims the profile.
Reviews
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Contacting James Ronald Gerrish
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
PGW FINANCIAL SERVICES PTY LTD · AFSL 384713
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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