Hannah Kate Waller
THE TRUSTEE FOR HLB MANN JUDD PRIVATE WEALTH UNIT TRUST · Dulwich SA 5065 · Advising since 2015
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001236572
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- HLB MANN JUDD WM (SA) PTY LTD · AFSL 536120Through authorised representative THE TRUSTEE FOR HLB MANN JUDD PRIVATE WEALTH UNIT TRUST (no. 001297631)Since 5 June 2023
- Principal business address
- Dulwich SA 5065
- First year providing advice
- 2015
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJun 2023 – presentHLB MANN JUDD WM (SA) PTY LTD · AFSL 536120Through authorised representative THE TRUSTEE FOR HLB MANN JUDD PRIVATE WEALTH UNIT TRUST (no. 001297631)
- CEASEDOct 2020 – May 2023OREANA FINANCIAL SERVICES PTY LTD · AFSL 482234
- CEASEDOct 2015 – Oct 2020HOOD SWEENEY SECURITIES PTY LTD · AFSL 220897
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B Ethics and Professionalism in Financial Advice.
Kaplan Higher Education · 2020 · Bridging Course - Ethics
Certified Financial Planner
Financial Planning Institute of Australia · 2019 · Professional Designations
Life Risk Specialist Program
Financial Planning Association of Australia · 2018
Bachelor of Commerce (Business Law)
Curtin University · 2017 · Bachelor Degree (AQF 7)
Advanced Diploma of Financial Planning
Kaplan Professional · 2013
Diploma of Financial Planning (Financial Services)
Kaplan Professional · 2012
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Hannah Kate Waller claims the profile.
Reviews
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Contacting Hannah Kate Waller
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
THE TRUSTEE FOR HLB MANN JUDD PRIVATE WEALTH UNIT TRUST
Authorised by HLB MANN JUDD WM (SA) PTY LTD · AFSL 536120
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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