Emma Frances Duffey
FTS FINANCIAL SERVICES PTY LTD · Bondi Junction NSW 2022 · Advising since 2008
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000321553
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- FTS FINANCIAL SERVICES PTY LTD · AFSL 351527Since 1 July 2010
- Principal business address
- Bondi Junction NSW 2022
- First year providing advice
- 2008
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJul 2010 – presentFTS FINANCIAL SERVICES PTY LTD · AFSL 351527
- CEASEDJan 2008 – Jul 2010GWM ADVISER SERVICES PTY LTD · AFSL 230692
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Economic and Legal Context for Financial Planning
Kaplan · 2021 · Bridging Course - Regulation & Legal Obligations
Ethics & Professionalism in Financial Advice
Kaplan · 2019 · Bridging Course - Ethics
Aged Care Specialist
Mentor Education · 2015 · Professional Designations
Self Managed Super Funds
Kaplan Education · 2013 · Certificate (AQF 1-4)
Margin Lending
Kaplan · 2012 · Certificate (AQF 1-4)
Financial Services
Kaplan Education · 2010 · Advanced Diploma (AQF 6)
Financial Services - Diploma (AQF 5) - Three Sixty
GWM Adviser Services · 2007
Arts/Commerce
University of New England · 2005 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Emma Frances Duffey claims the profile.
Reviews
Not yet reviewed
No client has reviewed Emma Frances Duffey on Souffle yet.
Contacting Emma Frances Duffey
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
FTS FINANCIAL SERVICES PTY LTD · AFSL 351527
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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