Eddie Au
AU FINANCIAL NSW PTY LTD · Sydney NSW 2000 · Advising since 2015
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001008458
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by (current)
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative AU FINANCIAL NSW PTY LTD (no. 001315854)Since 27 June 2025ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative AU FINANCIAL PTY LTD (no. 001008456)Since 24 June 2025
- Principal business address
- Sydney NSW 2000
- First year providing advice
- 2015
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJun 2025 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative AU FINANCIAL NSW PTY LTD (no. 001315854)
- CURRENTJun 2025 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative AU FINANCIAL PTY LTD (no. 001008456)
- CEASEDMay 2015 – Jun 2025AKUMIN FINANCIAL PLANNING PTY LIMITED · AFSL 232706
- CEASEDAug 2014 – Apr 2015CITIGROUP PTY LIMITED · AFSL 238098
- CEASEDJan 2009 – Aug 2014COUNT FINANCIAL LIMITED · AFSL 227232
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Professional · 2019 · Bridging Course - Ethics
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional · 2010 · Advanced Diploma (AQF 6)
Diploma of Financial Services (Financial Planning)
Finsia · 2008 · Diploma (AQF 5)
Graduate Certificate in Applied Finance
University of Technology Sydney (UTS) · 2001 · Graduate Certificate (AQF 8)
Bachelor degree (unrelated)
University of Sydney · 1997 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Eddie Au claims the profile.
Reviews
Not yet reviewed
No client has reviewed Eddie Au on Souffle yet.
Contacting Eddie Au
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
AU FINANCIAL NSW PTY LTD
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once Eddie Au claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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