Dean Smith
MAVEN CAPITAL PTY LTD · Bundall QLD 4217 · Advising since 2011
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000401563
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- MAVEN CAPITAL PTY LTD · AFSL 418504Since 15 July 2024
- Principal business address
- Bundall QLD 4217
- First year providing advice
- 2011
- Can provide tax (financial) advice
- No
- Memberships
- Australian Technical Analysts Association
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJul 2024 – presentMAVEN CAPITAL PTY LTD · AFSL 418504
- CEASEDDec 2018 – Sep 2022PRIMARY SECURITIES LTD · AFSL 224107
- CEASEDSep 2016 – Jul 2017TREND INVESTOR SERVICES PROPRIETARY LIMITED · AFSL 255475Through authorised representative SUMMIT WEALTH MANAGEMENT PTY LTD (no. 001239222)
- CEASEDOct 2011 – Jul 2016BKS MARKETS PTY LTD · AFSL 292464
- CEASEDAug 2011 – Sep 2011SMARTRADER LIMITED · AFSL 295337
- CEASEDMar 2011 – Aug 2011SB2 SECURITIES PTY LTD · AFSL 238148
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
ADA Level 1
Kaplan · 2011
ADA Level 2
Kaplan · 2011
Diploma of Financial Services
Kaplan · 2010
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Dean Smith claims the profile.
Reviews
Not yet reviewed
No client has reviewed Dean Smith on Souffle yet.
Contacting Dean Smith
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
MAVEN CAPITAL PTY LTD · AFSL 418504
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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