David Robert Cummings
DRC FINANCIAL SERVICES PTY. LTD. · Briar Hill VIC 3088 · Advising since 2015
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001233074
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative DRC FINANCIAL SERVICES PTY. LTD. (no. 001247259)Since 13 December 2021
- Principal business address
- Briar Hill VIC 3088
- First year providing advice
- 2015
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Derivatives
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTDec 2021 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative DRC FINANCIAL SERVICES PTY. LTD. (no. 001247259)
- CEASEDJul 2015 – Dec 2021CHARTER FINANCIAL PLANNING LIMITED · AFSL 234665
- CEASEDJan 2014 – Jun 2015COMMONWEALTH FINANCIAL PLANNING LIMITED · AFSL 231139
- CEASEDMay 2010 – Nov 2013CHARTER FINANCIAL PLANNING LIMITED · AFSL 234665
- CEASEDMar 2010 – May 2010AON HEWITT FINANCIAL ADVICE LIMITED · AFSL 239183
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Accredited Listed Products Adviser Program
Kaplan Professional · 2018 · Other
Diploma of Finance and Mortgage Broking Management
National Finance Institute · 2012 · Diploma (AQF 5)
Advanced Diploma of Financial Services (Financial Planning)
Kaplan Professional · 2011 · Advanced Diploma (AQF 6)
Diploma of Financial Services (Financial Planning)
Kaplan Professional · 2009 · Diploma (AQF 5)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once David Robert Cummings claims the profile.
Reviews
Not yet reviewed
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Contacting David Robert Cummings
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
DRC FINANCIAL SERVICES PTY. LTD.
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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