Daniel James Bergman
MORGANS FINANCIAL LIMITED · Milton QLD 4064 · Advising since 2014
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001235039
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- MORGANS FINANCIAL LIMITED · AFSL 235410Since 26 November 2024
- Principal business address
- Milton QLD 4064
- First year providing advice
- 2014
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Managed investment schemes, including IDPS
- Miscellaneous investment products — MDA services
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTNov 2024 – presentMORGANS FINANCIAL LIMITED · AFSL 235410
- CEASEDJul 2015 – Oct 2024BELL POTTER SECURITIES LIMITED · AFSL 243480
- CEASEDApr 2014 – May 2015BBY LTD · AFSL 238095
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC004 Insurance Advice
Kaplan Professional · 2025 · Other
FPC005 Estate and Succession Planning
Kaplan Professional · 2025 · Other
FPC006 Tax for Financial Planning
Kaplan Professional · 2025 · Other
FPC007B Client Engagment Skills
Kaplan Professional · 2025 · Bridging Course - Behavioural Finance
FPC008 Investment Advice
Kaplan Professional · 2025 · Other
FPC001B Economic and Legal Context for Financial Planning
Kaplan Professional · 2024 · Bridging Course - Regulation & Legal Obligations
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Professional · 2024 · Bridging Course - Ethics
FPC003 Superannuation and Retirement Advice
Kaplan Professional · 2024 · Other
ADA1 Level 1
Kaplan Education Pty Ltd · 2014
Margin Lending Accreditation Program
Stockbroker Association of Australia / DeakinPrime · 2014
Diploma of Financial Planning
Integrity Education Group Pty Ltd · 2013
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Daniel James Bergman claims the profile.
Reviews
Not yet reviewed
No client has reviewed Daniel James Bergman on Souffle yet.
Contacting Daniel James Bergman
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
MORGANS FINANCIAL LIMITED · AFSL 235410
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once Daniel James Bergman claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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