Cindy Excell
PRIMESTOCK SECURITIES LIMITED · Sydney NSW 2000 · Advising since 2006
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001008735
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by (current)
- PRIMESTOCK SECURITIES LIMITED · AFSL 239180Since 15 September 2025PRIMESTOCK WEALTH MANAGEMENT PTY LTD · AFSL 240277Since 15 September 2025
- Principal business address
- Sydney NSW 2000
- First year providing advice
- 2006
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA); Financial Advice Association of Australia (FAAA); SMSF Association; SMSF Association
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTSep 2025 – presentPRIMESTOCK SECURITIES LIMITED · AFSL 239180
- CURRENTSep 2025 – presentPRIMESTOCK WEALTH MANAGEMENT PTY LTD · AFSL 240277
- CEASEDDec 2024 – Jun 2025FORTNUM PRIVATE WEALTH LTD · AFSL 357306
- CEASEDSep 2020 – Dec 2024PERSONAL FINANCIAL SERVICES LTD · AFSL 234459
- CEASEDSep 2018 – Sep 2020COMMONWEALTH PRIVATE LIMITED · AFSL 314018
- CEASEDJul 2016 – May 2018MACQUARIE EQUITIES LIMITED · AFSL 237504
- CEASEDJul 2011 – Jul 2016UNISUPER MANAGEMENT PTY. LTD. · AFSL 235907
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Certified Financial Planner
FAAA · 2011 · Professional Designations
Advanced Diploma of Financial Services (Financial Planning)
Kaplan · 2008 · Advanced Diploma (AQF 6)
Graduate Diploma of Financial Planning
FINSIA · 2008 · Graduate Diploma (AQF 8)
Masters of Applied Finance
Macquarie University · 2003 · Masters Degree (AQF 9)
Bachelor of Economics (Accounting)
Xiamen University · 1999 · Bachelor Degree (AQF 7)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Cindy Excell claims the profile.
Reviews
Not yet reviewed
No client has reviewed Cindy Excell on Souffle yet.
Contacting Cindy Excell
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
PRIMESTOCK SECURITIES LIMITED · AFSL 239180
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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