Ci-Ming Lin
AUSPICIOUS PTY. LTD. · Lindfield NSW 2070 · Advising since 1996
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000260109
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- SEQUOIA WEALTH MANAGEMENT PTY LTD · AFSL 472387Through authorised representative AUSPICIOUS PTY. LTD. (no. 001294958)Since 15 January 2022
- Principal business address
- Lindfield NSW 2070
- First year providing advice
- 1996
- Can provide tax (financial) advice
- No
- Memberships
- Stockbrokers and Investment Advisers Association (SIAA)
- Further restrictions
- Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Derivatives
- Government debentures, stocks or bonds
- Managed investment schemes, including IDPS
- Securities
- Standard margin lending facilities
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJan 2022 – presentSEQUOIA WEALTH MANAGEMENT PTY LTD · AFSL 472387Through authorised representative AUSPICIOUS PTY. LTD. (no. 001294958)
- CEASEDFeb 2004 – Jan 2022CANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Higher Education Pty Limited · 2020 · Bridging Course - Ethics
Margin Lending
Stockbrokers Association of Australia · 2010
Stockbrokers Association of Australia Professional Diploma in Stockbroking
Stockbrokers Association of Australia · 2010 · Professional Designations
Accredited Derivatives Adviser Level 1
ASX · 2008 · Other
Graduate Diploma of Applied Finance and Investment
Kaplan Higher Education Pty Limited · 2003 · Graduate Diploma (AQF 8)
ASIC PS146 Compliance (Securities and Managed Investments)
Securities and Derivatives Industry Association · 2002
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Ci-Ming Lin claims the profile.
Reviews
Not yet reviewed
No client has reviewed Ci-Ming Lin on Souffle yet.
Contacting Ci-Ming Lin
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
AUSPICIOUS PTY. LTD.
Authorised by SEQUOIA WEALTH MANAGEMENT PTY LTD · AFSL 472387
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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