Caroline Deanna Rees
HJB ADVICE PTY LTD · Fortitude Valley QLD 4006 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001245722
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- HORSEY JAMESON BIRD PTY. LTD. · AFSL 222029Through authorised representative HJB ADVICE PTY LTD (no. 001299276)Since 17 February 2025
- Principal business address
- Fortitude Valley QLD 4006
- First year providing advice
- 2004
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA); Financial Advice Association of Australia (FAAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTFeb 2025 – presentHORSEY JAMESON BIRD PTY. LTD. · AFSL 222029Through authorised representative HJB ADVICE PTY LTD (no. 001299276)
- CEASEDJul 2016 – Feb 2025SWIFT FINANCIAL PLANNING PTY LTD · AFSL 218705
- CEASEDFeb 2004 – Jun 2016ESI FINANCIAL SERVICES PTY LTD · AFSL 224952
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
Kaplan Professional · 2025 · Graduate Diploma (AQF 8)
Aged Care Steps (ACS) Accredited Aged Care Professional Program
Aged Care Steps · 2023 · Other
Self Managed Superannuation Fund
Kaplan Professional · 2014
TASA and the TPB Code of Professional Conduct
Kaplan Professional · 2014
Margin Lending and Geared Investments
Kaplan Professional · 2011
Margin Lending and Geared Investments
Kaplan Professional · 2011 · Other
CFP® Certification Program
FPA · 2008
Certified Financial Planner
Financial Planning Association of Australia · 2008 · Professional Designations
Diploma of Financial Planning
Financial Planning Association of Australia · 2005 · Diploma (AQF 5)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Caroline Deanna Rees claims the profile.
Reviews
Not yet reviewed
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Contacting Caroline Deanna Rees
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
HJB ADVICE PTY LTD
Authorised by HORSEY JAMESON BIRD PTY. LTD. · AFSL 222029
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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