Benjamin Shaw
BGS PLANNING AND ADVISORY PTY LTD · Katoomba NSW 2780 · Advising since 1994
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001005896
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- ALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative BGS PLANNING AND ADVISORY PTY LTD (no. 001313846)Since 21 February 2025
- Principal business address
- Katoomba NSW 2780
- First year providing advice
- 1994
- Can provide tax (financial) advice
- Yes
- Memberships
- Certified Financial Planner (CFP) of FAAA
- Further restrictions
- Not authorised to provide advice on Self-Managed Super Funds, except for life insurance and contribution advice for an existing SMSF.
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTFeb 2025 – presentALLIANCE WEALTH PTY LTD · AFSL 449221Through authorised representative BGS PLANNING AND ADVISORY PTY LTD (no. 001313846)
- CEASEDJul 2019 – Jan 2025VIRIDIAN ADVISORY PTY LTD · AFSL 476223Through authorised representative VIRIDIAN FINANCIAL GROUP LTD (no. 001235325)
- CEASEDMay 2012 – Jun 2019WESTPAC BANKING CORPORATION · AFSL 233714
- CEASEDJan 2012 – Apr 2012SPECIALISED PRIVATE CAPITAL WHOLESALE PTY LTD · AFSL 238244
- CEASEDNov 2009 – Jan 2012WESTPAC BANKING CORPORATION · AFSL 233714
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Ethics and Professionalism in Financial Advice Course (FPC002B)
Kaplan Higher Education · 2019 · Bridging Course - Ethics
Self Managed Superannuation Funds Course
Kaplan Professional · 2013 · Other
Margin Lending and Geared Investments Course
Kaplan Professional · 2011 · Other
Regulatory Guide 146 Skills Assessment
Kaplan Professional · 2009 · Other
Certified Financial Planner (CFP) Education Program
FPA Australia · 2005 · Professional Designations
Policy Statement 146 Knowledge Assessment
Tribeca Learning · 2005 · Other
Diploma of Financial Planning (8 units)
FPA Australia · 2001 · Advanced Diploma (AQF 6)
Financial Planning Principles and Practice Course
Securities Institute Education · 1999 · Other
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Benjamin Shaw claims the profile.
Reviews
Not yet reviewed
No client has reviewed Benjamin Shaw on Souffle yet.
Contacting Benjamin Shaw
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
BGS PLANNING AND ADVISORY PTY LTD
Authorised by ALLIANCE WEALTH PTY LTD · AFSL 449221
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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