Andrew Charles Thompson
CANACCORD GENUITY FINANCIAL LIMITED · Melbourne VIC 3000 · Advising since 2008
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001277023
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- CANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052Since 2 March 2020
- Principal business address
- Melbourne VIC 3000
- First year providing advice
- 2008
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Securities
- Standard margin lending facilities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTMar 2020 – presentCANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052
- CEASEDJul 2019 – Mar 2020CANACCORD GENUITY (AUSTRALIA) LIMITED · AFSL 234666
- CEASEDMar 2016 – May 2019A.C.N. 606 629 538 PTY LTD · AFSL 481217Through authorised representative A.C.N. 609 346 581 PTY LTD (no. 001237281)
- CEASEDDec 2015 – Mar 2016INTEGRATED EXECUTION SERVICES PTY LTD · AFSL 405897Through authorised representative A.C.N. 609 346 581 PTY LTD (no. 001237281)
- CEASEDOct 2008 – Dec 2015CANACCORD GENUITY (AUSTRALIA) LIMITED · AFSL 234666
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Commercial Law
Kaplan · 2026 · Other
Tax for Financial Advising
Kaplan · 2026 · Other
Relevant Provider Exam
FASEA · 2021 · Other
TASA and the TPB Code of Professional Conduct
Kaplan Professional Education · 2015
Margin Lending and Geared Investments
Kaplan Professional Education · 2011
Diploma of Financial Services (Financial Planning)
Kaplan Education Pty Ltd · 2008
PS146
Tribeca Learning · 2004
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Andrew Charles Thompson claims the profile.
Reviews
Not yet reviewed
No client has reviewed Andrew Charles Thompson on Souffle yet.
Contacting Andrew Charles Thompson
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
CANACCORD GENUITY FINANCIAL LIMITED · AFSL 239052
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
Once Andrew Charles Thompson claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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