Alan Harold Klein
POLITIS INVESTMENT STRATEGIES PTY LTD · Vaucluse NSW 2030 · Advising since 2004
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000249778
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- POLITIS INVESTMENT STRATEGIES PTY LTD · AFSL 253125Since 10 October 2022
- Principal business address
- Vaucluse NSW 2030
- First year providing advice
- 2004
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA); NSW Buisness Chamber
- Further restrictions
- Financial product advice restricted as per Notice of Authorisation and Approved Product List issued
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Investment life insurance products
- Life risk insurance products
- Managed discretionary account (MDA) services
- Managed investment schemes, including IDPS
- All securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTOct 2022 – presentPOLITIS INVESTMENT STRATEGIES PTY LTD · AFSL 253125
- CEASEDFeb 2017 – Oct 2022GPS WEALTH LTD · AFSL 254544Through authorised representative NEARGOLD PTY. LIMITED (no. 000275078)
- CEASEDJul 2014 – Feb 2017GPS WEALTH LTD · AFSL 254544
- CEASEDApr 2013 – Jul 2014CONSULTUM FINANCIAL ADVISERS PTY LTD · AFSL 230323
- CEASEDSep 2008 – Apr 2013AFFINIA FINANCIAL ADVISERS PTY LTD · AFSL 237857
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Graduate Diploma of Financial Planning
Kaplan Professional · 2023 · Graduate Diploma (AQF 8)
RG146 Tier 1 Specialist Margin Lending Course
International Institute of Technology · 2017
Self Managed Superannuation Funds
Mentor Education · 2015
Certificate IV Finance and Mortgage Broking FNS40811
AAMC Training Group · 2014
Certified Financial Planner 4
FPA · 2010
Advanced Diploma of Financial Services (FinancialPlanning) FNS 60404
Kaplan Professional Education · 2006
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Alan Harold Klein claims the profile.
Reviews
Not yet reviewed
No client has reviewed Alan Harold Klein on Souffle yet.
Contacting Alan Harold Klein
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
POLITIS INVESTMENT STRATEGIES PTY LTD · AFSL 253125
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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