Adam Lee James O'Neill
LEGACY FINANCIAL PLANNING PTY. LTD. · Richmond VIC 3121 · Advising since 2009
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
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Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 000340311
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- LEGACY FINANCIAL PLANNING PTY. LTD. · AFSL 519446Since 1 July 2020
- Principal business address
- Richmond VIC 3121
- First year providing advice
- 2009
- Can provide tax (financial) advice
- Yes
- Memberships
- Financial Advice Association of Australia (FAAA)
- Further restrictions
- None recorded
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJul 2020 – presentLEGACY FINANCIAL PLANNING PTY. LTD. · AFSL 519446
- CEASEDOct 2017 – Jun 2020VPS GLOBAL PTY LTD · AFSL 500196
- CEASEDFeb 2011 – Oct 2017MILLENNIUM 3 FINANCIAL SERVICES PTY LTD · AFSL 244252
- CEASEDAug 2009 – Feb 2011GWM ADVISER SERVICES PTY LTD · AFSL 230692
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Superannuation and Retirement Advice
Kaplan · 2021 · Graduate Diploma (AQF 8)
Ethics and professionalism in financial advice
Kaplan · 2020 · Bridging Course - Ethics
Ethics and professionalism in financial advice
Kaplan · 2020 · Graduate Diploma (AQF 8)
Economic and Legal Context for Financial Planning
Kaplan · 2019 · Graduate Diploma (AQF 8)
Estate and Succession Planning
Kaplan · 2019 · Graduate Diploma (AQF 8)
Tax and Commercial Law for Financial Planning
Kaplan · 2019 · Graduate Diploma (AQF 8)
Advanced Diploma Financial Planning FNS60415
AAMC · 2018
Diploma Financial Services (Financial Planning)
AAMC · 2009 · Diploma (AQF 5)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once Adam Lee James O'Neill claims the profile.
Reviews
Not yet reviewed
No client has reviewed Adam Lee James O'Neill on Souffle yet.
Contacting Adam Lee James O'Neill
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
LEGACY FINANCIAL PLANNING PTY. LTD. · AFSL 519446
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
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- PROFILE CLAIMUNCLAIMED
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Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
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