James Smith
GUIDEWAY FINANCIAL SERVICES PTY LTD · Hackett ACT 2602 · Advising since 2011
- Register · ASICRegisteredAs at 10 Sep 2026
- Adviser saysNot claimedUnclaimed profile
- Clients sayNo reviews yetReviews on Souffle
- Souffle checkedNot checkedUnclaimed profile
Registration and authorisation
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
- ASIC adviser number
- 001006373
- Registration status
- Registered
- Adviser type
- Financial Adviser
- Authorised by
- GUIDEWAY FINANCIAL SERVICES PTY LTD · AFSL 420367Since 2 June 2026
- Principal business address
- Hackett ACT 2602
- First year providing advice
- 2011
- Can provide tax (financial) advice
- Yes
- Memberships
- None recorded
- Further restrictions
- Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
Authorised to advise on
The product areas ASIC records this adviser as legally authorised to advise on — which is not the same as the services they choose to offer.
- Non-basic deposit products
- Government debentures, stocks or bonds
- Investment life insurance products
- Life risk insurance products
- Managed investment schemes, including IDPS
- Retirement savings account products
- Securities
- Superannuation
Conduct and compliance
- Disciplinary action
- None recorded on the register
- CPD requirements not met
- No year recorded
Shown exactly as ASIC publishes it. Souffle does not score, summarise or remove register entries.
Work history
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Every appointment as a financial adviser that the register records, newest first.
- CURRENTJun 2026 – presentGUIDEWAY FINANCIAL SERVICES PTY LTD · AFSL 420367
- CEASEDJul 2020 – Jun 2026INTERPRAC FINANCIAL PLANNING PTY LTD · AFSL 246638Through authorised representative PS CAPITAL PARTNERS PTY LTD (no. 001278014)
- CEASEDSep 2019 – Jun 2020GPS WEALTH LTD · AFSL 254544Through authorised representative PS CAPITAL PARTNERS PTY LTD (no. 001278014)
- CEASEDOct 2016 – Oct 2018WESTPAC BANKING CORPORATION · AFSL 233714
- CEASEDMay 2014 – Oct 2016INDUSTRY FUND SERVICES LIMITED · AFSL 232514
- CEASEDFeb 2013 – Apr 2014AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED · AFSL 234527
- CEASEDFeb 2011 – Feb 2013CITIGROUP PTY LIMITED · AFSL 238098
Qualifications
SOURCE //ASIC Financial Advisers Dataset, as at 10 September 2026. Published by ASIC and shown here unchanged. Check it on ASIC's Moneysmart register
Commercial Law
Kaplan Education Pty Ltd · 2025 · Other
FPC002B Ethics and Professionalism in Financial Advice
Kaplan Higher Education · 2025 · Bridging Course - Ethics
Master of Financial Planning
Kaplan Higher Education Pty Limited · 2016 · Masters Degree (AQF 9)
Self Managed Superannuation Funds
Mentor Education Group · 2015 · Other
Advanced Diploma of Financial Planning FNS60410
Mentor Education Group · 2013 · Advanced Diploma (AQF 6)
Diploma of Financial Services (Financial Planning) FNS50804
Mentor Education Group · 2011 · Diploma (AQF 5)
The education level (AQF) appears only where ASIC records one. It is never inferred from a qualification's name.
About and fees
Not yet provided by the adviser
This profile was created from the public ASIC register. A description of the services offered, the fees charged and who the adviser works with appears here once James Smith claims the profile.
Reviews
Not yet reviewed
No client has reviewed James Smith on Souffle yet.
Contacting James Smith
The principal business address ASIC records, which is suburb, state and postcode only — no street address.
GUIDEWAY FINANCIAL SERVICES PTY LTD · AFSL 420367
- PHONENOT PUBLISHED
The ASIC register doesn't include advisers' phone numbers.
- EMAILNOT PUBLISHED
The ASIC register doesn't include email addresses either.
- ENQUIRY VIA SOUFFLEOPENING SOON
Private enquiries through Souffle aren't open yet. Until then, contact the practice or licensee named here.
- PROFILE CLAIMUNCLAIMED
Once James Smith claims this profile, their own contact options can appear here.
Register information: ASIC Financial Advisers Dataset, © Australian Securities & Investments Commission, used under the Creative Commons Attribution 3.0 Australia licence. Souffle is not affiliated with ASIC, and ASIC does not endorse this page.
For advisers
Is this your profile?
Claim it to add your services, fees and availability — the Souffle team checks every claim against the ASIC register. Souffle is also practice software built for Australian advisers.